Summering with Steinbeck, Who Traveled with Charley: Pack The Portable John Steinbeck for Your Trip

Image of John Steinbeck with the dog made famous by Travels with Charley

John Steinbeck’s dog Charles le Chien remains a creature to be envied, having been squired across mid-20th century America by his restless owner, the author who transformed their journey together into Travels with Charley, a lyrical paean rich in social commentary that became a favorite of Steinbeck readers then and now.

As if a 10,000-mile, tree-filled experience weren’t heavenly enough reward, Elaine and John Steinbeck’s big blue Poodle also gained literary immortality, taking a star-turn in the book that records a road trip taken more than 50 years ago and continues to be read and debated. The appellation lucky dog comes to mind, but Charley was ready for his role as the author’s celebrated sidekick. Steinbeck wanted to see America on his own, but needed a companion who listened well. Charley did.

Wartime Portable Steinbeck Published BC (Before Charley)

Cover image of John Steinbeck's The Portable SteinbeckNo fan of John Steinbeck will ever be quite as lucky as Charley-dog. But may I suggest a second-best experience for two-legged vacationers half a century after Travels with Charley became a national bestseller? Take along your own copy of Viking’s The Portable Steinbeck when you travel this summer. Like John Steinbeck’s polite, attentive Poodle, this popular anthology of the author’s work travels well and fits any space.

A compact book designed for stuffing into suitcases and knapsacks, The Portable John Steinbeck remains an unsurpassed introduction for newcomers to John Steinbeck’s writing and a continuing delight for long-time lovers of The Red Pony, East of Eden, and The Grapes of Wrath.  With apologies to a fellow author Steinbeck admired deeply, allow me to call The Portable Steinbeck a moveable feast for readers on the run who favor timeless prose and strong ideas over mindless literary escapism.

The Portable Steinbeck was first published in 1943 at the height of World War II as part of the Viking Portable Series—a literary brainstorm attributed to the writer-broadcaster and soldiers’ champion Alexander Woollcott. As noted at the website AbeBooks.com, “The physical characteristics of the wartime Portables owed more to practicality than anything else. The books were meant to be ‘built like a Jeep: compact, efficient, and marvelously versatile.’”

Idea by Alexander Woollcott, Introduction by Pascal Covici

Woollcott wanted the Portables produced for “the convenience of men who are mostly on the move and must travel light”—soldiers far from home fighting in both theaters of an uncertain war. John Steinbeck shared Woollcott’s belief in the democracy of books and the heroism of young soldiers, some as young as 17. The  editors at Viking echoed Woollcott’s words on the jacket of the original Portable Steinbeck, the second book they published in the series.

The Portables, they explained, were produced to present “a considerable quantity of widely popular reading in a volume so small that it can conveniently be carried and read in places where a book of ordinary format would be a hindrance.” Domestic resources were scarce, and the wartime Portables featured “light paper, small margins, and other production economies” while offering a “well and legibly printed and sturdily bound” book designed as much for durability as for literary quality and content.

Like Travels with Charley, Portable Steinbeck Still Popular

Sturdy indeed. The John Steinbeck anthology has gone through numerous editions since 1943, although this Baby Boomer patriot particularly cherishes a pair of copies published in the 1980s, each with an elegant introduction by Pascal Covici Jr., the literary son of Steinbeck’s loyal editor and friend from the prewar 1930s.

The younger Covici’s introduction to John Steinbeck’s long-lived anthology is a model of to-the-point prose:

The gusto of Homer and of Whitman is indeed here, along with the thoughtfulness of Emerson, that philosophical presence which more and more readers have been finding woven into the sturdiest standards of American literature. A humor sometimes sly and often carelessly robust finds its way onto Steinbeck’s pages too.

Contemporary cynics might anticipate a lawyerly disclaimer at this point: Individual reader’s results may vary. But the book’s content lives up to its billing as an introduction to the variety of works written by John Steinbeck, including in its pages the complete version of The Red Pony and a self-contained segment from Cannery Row, along with excerpts from The Grapes of Wrath and (in later editions) the full text of John Steinbeck’s inspired Nobel Prize acceptance speech.

Portable Steinbeck—Beach Reading for the Eternal Ocean

I can think of no better way to make the inner light shine brighter for modern readers than this brilliant passage from The Grapes of Wrath:

If you who own the things people must have could understand this, you might preserve yourself. If you could separate causes from results, if you could know that Paine, Marx, Jefferson, Lenin, were results, not causes, you might survive. But that you cannot know. For the quality of owning freezes you forever into “I,” and cuts you off forever from the “We.”

Or read the sunny lines spoken in passionate hope for the future by John Steinbeck in Stockholm in 1962:

And this I believe: That the free exploring mind of the indivdiual human is the most valuable thing in the world. And this I would fight for: the freedom of the mind to take any direction it wishes, undirected. And this I must fight against: any idea, religion or government which limits or destroys the individual. This is I what I am and what I am about. I can understand why a system built on a pattern must try to destroy the free mind, for that is one thing which can by inspection destroy such a system. Surely I can understand this, and I hate it and I will fight against it to preserve the one thing that separates us from the uncreative beasts. If the glory can be killed, we are lost.

The Portable Steinbeck is a summer book for any season, but it’s far from shallow—a beach read, if you will, that plumbs that ocean of eternal wisdom. Covici in his introduction describes the progression and profundity of the excerpts selected:  “a focus of interest more implicit than realized in the very early works, then gradually emerging into sharpened consciousness until it becomes a matter of articulated intention.”

As a child of icy winters spent on the Great Lakes, I embrace summer days. Like John Steinbeck with Charley, I relish them with my favorite fellow-traveler, The Portable Steinbeck, in tow.

Of Mice and Myth: John Steinbeck, Carl Jung, and The Epic of Gilgamesh

Image of statue of the Sumerian epic hero Gilgmesh

John Steinbeck’s short novel Of Mice and Men is a powerful exploration of isolation, disenfranchisement, and problems of social integration in an era of cultural fracture. Divided by class, race, and gender, its characters struggle to assimilate into the small social world of a 1930s California ranch. But Steinbeck’s story possesses a timeless dimension as well—one that bears examination in the context of the psychologist Carl Jung’s concept of the unconscious and of two ancient narratives: the Mesopotamian Epic of Gilgamesh and the Genesis story of Jacob and Essau.

Carl Jung and Of Mice and Men as Mythic Pattern

Some critics argue that the appeal of Of Mice and Men derives from its dramatization of universal themes, while others suggest that its continued popularity results from its depiction of the reality of the lives of migrant ranch workers: from the power of realism and relevance. However, there is at least one other way to explain the novel’s resonance with readers of every type. Certain formal elements open Of Mice and Men to a mode of criticism that is interested not in realism or in theme alone, but in the psychological relationship of theme to character, specifically the potent symbolism of the character pair comprised by George and Lennie.

Carl Jung’s psychoanalytical vocabulary and myth criticism offer insights into the significance of Steinbeck’s use of a traditional archetype in describing George and Lennie, suggesting that much of the novel’s power derives from an ancient mythic pattern. Employing the character-pair archetype also found in The Epic of Gilgamesh and the Genesis story of Jacob and Esau, Steinbeck invites us to consider a fundamental principle of personal psychology and myth narrative that is related to Carl Jung’s transcendent function of the unconscious.

Carl Jung’s psychoanalytical vocabulary and myth criticism offer insights into the significance of Steinbeck’s use of a traditional archetype in describing George and Lennie.

In this context, Of Mice and Men can be taken as an example of a specific psychological process, rendered artistically, that seeks to externalize the relationship between the conscious ego and the unconscious, a process Carl Jung describes in his 1916 essay “The Transcendent Function.” In fiction and poetry, as in myth, we see this process take place through narrative and metaphor. The purpose of the process is the achievement of  psychological balance. The tools of the process are mythogenes, the building blocks of myth—images drawn from the collective unconscious that facilitate communication between the conscious and unconscious parts of the mind. In art, the result of the process is often the creation of a myth narrative.

Along with a number of classic myth narratives that express this transcendent function in the acts of gods and heroes, we can point to works of modern fiction that represent mythic patterns such as that of the “unassimilated” man or woman estranged by nature from society. William Faulkner’s character Benjy in The Sound and the Fury and John Steinbeck’s Lennie in Of Mice and Men are examples, and Lennie shares similarities, both literal and thematic, with the character Chief in Ken Kesey’s One Flew Over the Cuckoo’s Nest. The Bengy-Lennie-Chief character type is a modern iteration of an ancient archetype: the unassimilated outcast or alien who represents unacceptable or unwanted urges of the unconscious mind and who—despite friendships and affections—is unable to integrate successfully into society. He is the shepherd in an age of farming. He is mute in a time of great debate. He is the man without power over his personal history or his place in society.

The Epic of Gilgamesh, Genesis, and Steinbeck’s Story

Although Of Mice and Men is enriched by the Jungian archetype of the unassimilated man, the novel’s echo of The Epic of Gilgamesh and the Biblical story of Jacob and Esau is equally consequential. All three narratives depict a character pair in which one individual, the true hero, is bonded by birth and fate to the other, the unassimilated man. The parallels are striking in number, detail, and effect: on multiple levels, George and Lennie are Gilgamesh and Enkidu, Jacob and Esau. Though The Epic of Gilgamesh, the Genesis story, and Of Mice and Men differ in other ways, each focuses on a pair of characters who appear to be cut from the same cloth—the “cloth” of mythology that Carl Jung identified as the material of the collective unconscious.

In Of Mice and Men, Lennie is the character with the closest relationship to the Jungian concept of the unconscious. Driven by animal impulses that he is unable to control, Lennie enters the scene trailing behind George through the brush, “a huge man, shapeless of face, with large pale eyes, with wide, sloping shoulders [. . .] dragging his feet a little, the way a bear drags his paws” (Steinbeck 798). In the opening chapter, his behavior is likened to that of a carp and a horse; going to the river, he “drank with long gulps, snorting into the water like a horse” (Steinbeck 798). Animalistic images and associations are carried through to the climax of the novel in which Lennie’s uncontrolled violence is compared to that of a wild beast. In the end, he returns to the river, “as silently as a creeping bear moves” (Steinbeck 872). Throughout, he is drawn to small creatures—mice, puppies, and rabbits—and he threatens to flee the society of the ranch to live in a cave.

In Of Mice and Men, Lennie is the character with the closest relationship to the Jungian concept of the unconscious.

Enkidu in Gilgamesh and Esau in Genesis share these qualities. Born in the wilderness, Enkidu is described as having a body that is “rough” and “covered with matted hair” (Gilgamesh 63). Just as Lennie is attracted to the solitude of the river, Enkidu “had joy of the water with the herds of wild game” (Gilgamesh 63). Like Lennie, Enkidu is physically strong but mentally unprepared for social survival (Gilgamesh 65); his bond with the animals of the wild is broken when a harlot teaches him the ways of society (65). Arriving in the city, he establishes a bond of brotherhood with Gilgamesh and becomes tasked with the guardianship of the hero, who is the king of Uruk. Genesis describes Esau similarly—a hairy man, a shepherd and hunter at home with wildlife and wilderness (Tanakh 38). When Jacob wants to pass as Esau, his older brother, he puts goat hide on his hands and the neck (Tanakh 41). When Esau complains to Jacob that he is hungry, he demands that Jacob give him some of the “red stuff,” trading his birthright for a bowl of stew (Tanakh 38). Esau’s appetite for “red stuff” is echoed in Lennie’s demands for ketchup in Of Mice and Men (Steinbeck 804). Like Enkidu and Lennie, Esau is undone by a woman (Tanakh 43).

However, in the pairing of an unassimilated man with a heroic companion in Genesis, The Epic of Gilgamesh, and Of Mice and Men, relationship transcends individual identity. George and Lennie’s mythic significance lies in the nature of their archetypal connection with one another. As characters, they are both complementary and opposite, two halves of a codified relationship and two parts of a single unit. Their antecedents in the older stories—Jacob and Esau, Gilgamesh and Enkidu—are brothers. Steinbeck’s pair wears the same clothes (Steinbeck 797-798) and speaks a single voice (Steinbeck 812, 815), brothers in behavior if not by birth.

In the pairing of an unassimilated man with a heroic companion in Genesis, The Epic of Gilgamesh, and Of Mice and Men, relationship transcends individual identity.

Of the two, George is sharper and worldlier, “small and quick, dark of face, with restless eyes and sharp strong features” (Steinbeck 798). Just as Jacob in Genesis conducts business shrewdly (Tanakh 47), George proves capable of negotiating, manipulating, and conducting business with surprising skill (Steinbeck 802, 842). Gilgamesh, too, is savvy, smoothing the way for his quest by manipulating the powers that be in Uruk (Gilgamesh 72). The figures of George, Jacob, and Giglamesh dominate each of the fraternal relationship, not by seniority but through their ability to integrate with society and play by its rules.

While the less adept, unassimilated character remains a social weight on his socially skillful partner, this drag is accepted by both parties. Though “Lennie’s a God damn nuisance most of the time” (Steinbeck 41), George feels the obligation to protect him at any cost. For Jacob, Esau represents a function of reality itself, unavoidable and equally permanent. The fear of Esau felt by Jacob is significant and suggests Carl Jung’s concept of the Shadow self. Likewise, Lennie and Enkidu can be seen in terms of fear and Shadow—Jung’s term for the suppressed but active elements of the unconscious (Jung 146). The tie that binds each pair of characters is deep, dark, and definitive. Viewed in social terms, the unassimilated man in all three stories prevents his more socially adept partner from fully entering into and succeeding in the world. The psychological dynamic that results creates conflict: the socialized character must eliminate his animalistic, amoral, and unassimilated Shadow self to achieve complete social integration.

Viewed in social terms, the unassimilated man in all three stories prevents his more socially adept partner from fully entering into and succeeding in the world.

But the dominant partner has other gifts as well. George, a “smart little guy” (Steinbeck 825), is able to read the signs in a situation and, in a way, prophesy the future. Similarly, both Jacob and Gilgamesh possess the power of divination, interpreting dreams (Gilgamesh 78) and seeing visions—the stairway to heaven—while wrestling with angels (Tanakh 43, 52). Early in Of Mice and Men, George predicts trouble with Curley’s wife (Steinbeck 820), repeatedly voicing his anxiety about the probable outcome: “She’s gonna make a mess. They’s gonna be a bad mess about her” (Steinbeck 835). Though this sounds to us like common sense, no other character in Of Mice and Men “gets it” as George does. The other men in the bunkhouse recognize Curley’s wife as a threat, but none sees or says what seems inevitable.

The final vision described in The Epic of Gilgamesh is particularly remarkable in relation to George’s prophetic power in Of Mice and Men. Lamenting over his dying brother, Gilgamesh cries, “The dream was marvelous but the terror was great; we must treasure the dream whatever the terror; for the dream has shown that misery comes at last to the healthy man . . . .” (Gilgamesh 93). In this way Gilgamesh reads the last dream of Enkidu in which Enkidu is approached by a woman who questions him before awakening “like a man drained of blood who wanders alone in a waste of rushes; like one whom the bailiff has seized and his heart pounds with terror” (Gilgamesh 92-93). In narrative detail and poetic imagery, this passage presages the climactic conclusion of  Of Mice and Men: Lennie flees after being questioned by a woman; terrified, he moves alone through the brush along the Salinas River. His dream of tending rabbits in a happy future with George dies, like Lennie himself—and like Enkidu, who leaves his bereaved partner Gilgamesh in “misery,” muttering about failed dreams.

Of Mice and Men: Social Commentary or Timeless Myth?

Applying Jungian psychoanalytical theory to Of Mice and Men is not the most common critical approach to John Steinbeck’s most widely read novel. The social realism of the text and its topical themes relating to migrant labor, disenfranchisement, and the American Dream typically take precedence over readings that emphasize the work’s psychological elements, raising this question: Can a work of social realism be read as myth or as psychological allegory?

In response, one might argue that the simplicity of setting, character, and dialog—as well as the deliberate use of types and stereotypes (racial, gendered, professional, intellectual, and class-based)—invites both political and psychological/symbolic interpretation. As noted by John Steinbeck’s sometime-friend, the mythologist Joseph Campbell, formalized tropes of character and setting are precisely the stuff of myth (Campbell 12-15). As much as Of Mice and Men may be read as a social-realist text, therefore, it is realistic only insofar as it is interested in the social and political issues of its era. In style and formula it falls neatly into the timeless categories of symbolic and myth literature, forms of narrative in which the application of Carl Jung’s insights are particularly fruitful.

Can a work of social realism be read as myth or as psychological allegory?

The archetypal pair represented by George and Lennie in Of Mice and Men evokes two principles of Jungian psychoanalytic theory: the Shadow and the transcendent function, concepts related to the individual ego’s relationship with the unconscious. As in the example of Jacob and Esau, the unassimilated character is associated with impulsive, irrational, and anti-social behavior. Like Lennie, Esau represents the Jungian Shadow, characterized by “uncontrolled or scarcely controlled emotions [. . .] like a primitive” and “singularly incapable of moral judgment” (Jung 146). The individual ego both desires and fears communion with this dark element of the unconscious: in the end the ego wants to exorcise the Shadow in an ultimately transcendent function.

If Lennie is the submerged Shadow, George is the ruling ego—aware, socialized and civilized—for whom the threat of the unconscious will exist until the transcendent function is enacted and the Shadow has been purged by being brought to light. According to Carl Jung, this takes place when the two forces, ego and Shadow, achieve a direct and “compensatory relation” to one another (Jung 294). The means may be aesthetic, as the ego attempts to formalize the formless unconscious and the repressed unconscious attempts to “rise” into conscious mind. In this way the transcendent function “manifests itself as a quality of conjoined opposites” (Jung 298); the goal is for the ego to find the “courage to be oneself” (Jung 300), a state of psychological singleness that George accomplishes when he shoots Lennie.

If Lennie is the submerged Shadow, George is the ruling ego—aware, socialized and civilized—for whom the threat of the unconscious will exist until the transcendent function is enacted.

Thus George and Lennie can be interpreted as two parts of one “mind,” symbolically undergoing the necessary process of overcoming a latent set of “wild” impulses that impede full social integration. As long as George keeps Lennie with him, he will never “stay in a cat house all night long” or “set in a pool room and play cards or shoot pool” (Steinbeck 804). Impulsive, ungovernable, and “incapable of moral judgment,” Lennie holds George back from normal social activity. When Candy shows George the dead body of Curley’s wife, George’s social future in the predictable aftermath is his first concern. When Candy asks George if the plan to buy their own ranch is off, George replies by forecasting a future in which he can “stay all night in some lousy cat house. Or I’ll set in some pool room till ever’body goes home” (Steinbeck 868).

But Lennie’s representation of the unconscious goes beyond his relationship with George. Uniquely within the world of Of Mice and Men, Lennie has the ability to bring out the impulsiveness latent in other characters and to engage them in conversations about dreams, resentments, and other emotions. His conversation with Crooks demonstrates this trait, as Crooks breaks with social convention to let Lennie into his room and explore hidden feelings that he suppresses with everyone else (Steinbeck 849). A similar dynamic characterizes Lennie’s conversation with Curley’s wife when she divulges things that she “ain’t told [. . .] to nobody before” and “ought’n to” (Steinbeck 863). Not only is Lennie incapable of self-control; he inspires this incapacity, however briefly, in others as well.

Not only is Lennie incapable of self-control; he inspires this incapacity, however briefly, in others as well.

Duality of mind and will is a common theme in mythology and in modern literature. Steinbeck’s use of the archetypal character pair in Of Mice and Men dramatizes this duality, offering us a deeper understanding of its meaning. As in much American writing of the 1930s, social repression and human disenfranchisement function socially and politically as facts of contemporary life. But they are also internalized. Ironically, the humble American dream of property ownership is aligned in the narrative with irrational, unconscious urges, with the primitive and undeveloped Shadow represented by Lennie. To survive in the hard world of Of Mice and Men, characters like Crooks suppress their desire for friendship in favor of being accepted, abstractly and impersonally, by the group. Characters like Curley’s wife are shunned and isolated because they are associated with desires that the group considers taboo. Lennie, unassimilated and unsocialized, accesses these suppressed elements in others, bringing them briefly into the open until he can be eliminated.

Ironically, the humble American dream of property ownership is aligned in the narrative with irrational, unconscious urges, with the primitive and undeveloped Shadow represented by Lennie.

On a literary and functional level, Steinbeck’s archetypal character pair serve as a vehicle for demonstrating social values and for considering a compelling question: What must be eliminated from consciousness—from the ego personality—in order for an isolated individual to integrate with society? Steinbeck’s answer is painfully clear. As one partner dies, a path opens for the survivor. In The Epic of Gilgamesh, the survivor is made king. In Genesis he becomes the father of nations. Unlike Genesis and Gilgamesh, however, Of Mice and Men constitutes a sad and somber commentary on group values and cultural norms. To survive, a man must put away his innocence and his love for “nice things.” He must be hardhearted and ruthless. He must not dream.

What must be eliminated from consciousness—from the ego personality—in order for an isolated individual to integrate with society? Steinbeck’s answer is painfully clear.

By the time Of Mice and Men ends, George has acknowledged and accepted the severity of this requirement, proving his emotional and psychological fitness for social survival in a difficult environment. His world is heartless, but he can cope: He has eliminated his unacceptable impulses—embodied in Lennie—by slaying them. If we accept the literary critic Alfred Kazin’s axiom that “psychology is always less true than art,” we can hope, at least, that applying Jungian psychoanalytical criticism to Of Mice and Men does not lower Steinbeck’s art to the level of psychology but raises psychology to the level of art. Seen in this light, the power of Steinbeck’s most popular novel can be located, in large part, in the writer’s use of mythic archetypes to explore a psychological truth.

Works Cited

Anonymous. The Epic of Gilgamesh. London: Penguin Books. 1972. Print.

Anonymous. Tanakh. Philadelphia: The Jewish Publication Society. 1985. Print.

Campbell, Joseph. The Hero with a Thousand Faces. 3rd Edition. Novato, California: New World Library. 1949. Print.

Faulkner, William. The Sound and the Fury. New York: Random House. 1929. Print.

Jung, Carl. “The Transcendent Function.” The Portable Jung. New York: Penguin Books. 1976. 273-300. Print.

Kazin, Afred. The Inmost Leaf. New York: Harcourt Brace Jovanovich. 1941. Print.

Kesey, Ken. One Flew Over the Cuckoo’s Nest. New York: Penguin Books. 1962. Print.

Steinbeck, John. Of Mice and Men. Steinbeck: Novels and Stories 1932-1937. New York: Literary Classics of the United States. 1994. 795-878. Print.

Winston Churchill Rolls, George Orwell Rejoices: American Authors Banished from Schools in Great Britain

Image of Winston Churchill and George Orwell

Winston Churchill is turning in his grave as George Orwell rejoices. John Steinbeck and other American authors, a group deeply disliked by George Orwell, are about to be dropped from Great Britain’s school curriculum. According to “Syal but no Steinbeck in English GSCE,” a BBC news report, English education bureaucrats expressed dismay at discovering that Of Mice and Men remains the most frequently read novel by British middle-school pupils. Henceforth, it is decreed, only British authors can be “taught-to-test” in government-supported schools throughout England, Wales, and Northern Ireland.

As an ex-English teacher and Anglophile, I have good cause for hating edicts by education bureaucrats, American or British. Here are 10 reasons why I despise this one with a passion:

1. Winston Churchill’s mother was an American, and America came to England’s aid in its darkest hour, inspired by Winston Churchill’s Anglo-American fortitude and friendship.

2. Most of my ancestors were English immigrants. My father, an Army corporal, was stationed in England. After the war my parents named my brother David Winston (for Winston Churchill, not George Orwell’s Winston Smith). I studied a pair of British authors for my PhD degree and consider George Orwell John Steinbeck’s equal as a writer, a compliment to George Orwell.

3. A disaffected Communist who disdained American authors and refused to visit the United States, George Orwell accused John Steinbeck of being a Soviet sympathizer as the Cold War heated up. Such calumny is to be expected from right-wing British authors who came, saw, and ranted—Evelyn Waugh, for example—but it’s unforgivable in a left-wing journalist like George Orwell who never crossed the Atlantic or questioned Steinbeck to find out for himself.

4. John Steinbeck loved and lauded England and had cherished English roots on his Dickson grandmother’s side. He was a war correspondent in London in 1943 and spent much of 1958 in Somerset, the period his widow Elaine said was the happiest time in their marriage.

5. Steinbeck mined British authors from Thomas Mallory to John Milton in his writing. Unlike George Orwell, he declined to criticize other American authors, at least in public, and as far as I know he gave George Orwell a pass when Orwell said nasty things about the United States.

6. Two classics by George Orwell will be spared in the impending purge of American authors, along with British authors considered too old-fashioned, from English schools; both George Orwell books—1984 and Animal Farm—continue to be taught in American schools, along with masterpieces by older British authors from Shakespeare to Dickens.

7. Winston Churchill, a world-class writer, understood the connection between what one reads and how one thinks. So did George Orwell, despite his parochialism. English students who never read Steinbeck will be as uninformed about the Dust Bowl and Depression as young Americans who never read British authors are about, say, Winston Churchill and World War II.

8. F. Scott Fitzgerald, Ernest Hemingway, and Arthur Miller are also Out in English, Welsh, and Irish schools. Henceforth, ideas about America will come from Hollywood, hip hop, and other sources unpolluted by American authors. Future generations in Great Britain can be expected to care as little about our cultural heritage as most Americans care about that of England.

9. Instead, Sherlock Holmes and Meera Syal, the British screenwriter of Bollywood Carmen Live, are now In. This switch is the English equivalent of replacing American authors like Steinbeck and Faulkner with Jerry Seinfeld in American public schools.

10. AQA—the educational bureaucracy that wants to banish American authors from British schools—is short for “Assessment and Qualifications Alliance.” The English equivalent of our SAT Educational Testing Service, the organization frames its ponderous pronouncements in the educational equivalent of George Orwell’s Doublespeak, a sin against meaning in every sense of the word.

In my court, that last offense may be the worst. If you can’t express yourself as clearly as Winston Churchill or George Orwell, you probably aren’t thinking straight. Notwithstanding those British authors unmolested by the ACA, the bureaucrats in Manchester aren’t qualified to banish American authors from any country, least of all Winston Churchill’s glorious land.

Readers are encouraged to submit their own reasons to dislike the idea of dropping John Steinbeck and other American authors from schools in Great Britain. Personal or professional, silly or same—feel free to express your opinion in the Comment space below.

John Steinbeck Explains Marco Rubio on Global Warming in Sea of Cortez

Image of Marco Rubio live on ABC

This week the issue of global warming caused embarrassing problems for Marco Rubio as the Republican Senator from Miami rolled out his unofficial entry into the 2016 presidential race. Sorry, but I couldn’t help noticing. Although I am not a Republican and no longer live in Florida, I once owned a home on the Intracoastal Waterway near Palm Beach. During hurricanes, our little beach disappeared along with half of our yard. A two-foot sea rise will leave storm water at the new owner’s front door. Another two feet will make the house, along with thousands of other coastal homes, uninhabitable. So I’ve been scratching my head over the confused case Marco Rubio tried to articulate for doing nothing to mitigate global warming—an odd position for any elected official from South Florida to take. Oops! There goes Miami Beach!

I’ve been scratching my head over the confused case Marco Rubio tried to articulate for doing nothing to mitigate global warming. Oops! There goes Miami Beach!

As usual, John Steinbeck helped me think. Because his science book Sea of Cortez is also political and philosophical, I turned to the writer’s “Leisurely Journal of Travel and Research” in the Gulf of California to help me understand politicians like Marco Rubio who (1) deride global warming data, (2) deny that fossil-fuel use is a factor, or (3) insist that it’s too late to turn back, so what the hell! During the course of speeches and interviews in New Hampshire and elsewhere, Marco Rubio denied global warming so often and so recklessly that he became the butt of a Wednesday night Stephen Colbert Show “F*ck It!” segment. What part of Rubio’s brain shut down when he opened his campaign for president? Three observations made by John Steinbeck on the biology of belief and behavior in Chapter 14 of Sea of Cortez provided clarity, but little comfort, about Marco Rubio’s recent statements regarding global warming. Hold the applause. They are nothing to laugh about.

1. Forget simplistic causation. Find provable relationships and prepare for complexity.

Sea of Cortez starts with first principles. From microbes to mankind, variation in nature is a universal principle; causative relationships are complex and outcomes aren’t always predictable. But worldwide climate disruption is a particularly violent variation with measurable relationships and very clear consequences. Denying the significance of man-made carbon emissions in accelerating global warming by implying, as Marco Rubio and others do, that . . . well, shit happens . . . is like letting a drunk drive on the theory that other things can go wrong too, so what’s the big deal? Ignition failure, bad brakes, lousy weather, all contribute to accidents on the road. But driving while drunk, like loading the atmosphere with pollutants, foolishly increases the severity and consequences of co-contributing factors.

Driving while drunk, like loading the atmosphere with pollutants, foolishly increases the severity and consequences of co-contributing factors.

“Sometimes,” John Steinbeck would have agreed, “shit just happens.” But try taking that excuse to court and see what happens there—if you survive the wreck you caused. Steinbeck was a Darwinian who tried not to judge, but deadly driving while drunk has been described by those who are less forgiving as a form of natural self-selection for stupid individuals. Unlike solitary drinking, however, global warming denial is a social disease. Following the dimwitted herd of reality-deniers, like lemmings, over the looming climate cliff? That takes systematic self-delusion and self-styled leaders like Marco Rubio. How do they operate? John Steinbeck had a theory.

2. Reality-denial is a form of adolescent wish-fulfillment. It’s most dangerous in a mob motivated by a self-appointed leader.

Sea of Cortez—co-authored with Steinbeck’s friend and collaborator, the marine biologist Ed Ricketts—develops many of the ideas Steinbeck expressed in the fiction he wrote before 1940. His 1936 novel In Dubious Battle, for example, dramatized the murderous behavior of opposing mobs, behavior worse than anything within the capacity of their individual constituents. Steinbeck’s characterization of politically-driven leaders like Mac, the novel’s Communist labor-organizer, is particularly disturbing, even today. Sea of Cortez develops both of these core ideas—the behavior of mob members and the psychology of mob leaders—using biological terms that help explain Marco Rubio and his position on global warming.

Sea of Cortez develops both of these core ideas—the behavior of mob members and the psychology of mob leaders—using biological terms that help explain Marco Rubio and his position on global warming.

Like Steinbeck’s metaphorical ameba in Sea of Cortez, Mac the Communist and Marco Rubio the Republican are political pseudo-pods who detect a mass-wish within their followers and press toward its fulfillment: “We are directly leading this great procession, our leadership ‘causes’ all the rest of the population to move this way, the mass follows the path we blaze.”  But one difference between Mac and Marco Rubio, worth noting, was apparent in this week’s events. Steinbeck’s labor agitator was a tough guy with street smarts who stayed on-message; Marco Rubio manages to look as unfixed and immature as he sounds. In right-wing global warming politics, Rick Perry—no George Bush, and take that as a compliment—seems statesmanlike by comparison. Oops! I meant Department of Education!

3. Extinction is possible. Double extinction.

John Steinbeck read encyclopedically, and in Sea of Cortez he explains what he calls “the criterion of validity in the handling of data” by citing an example from an article on ecology in the 14th edition of Encyclopaedia Britannica. It concerns the extermination of a certain species of hawk that preyed on the willow grouse, a game bird in Norway. Failing to note the presence of the parasitical disease coccidiosis in the country’s grouse population, the Norwegians systematically eradicated the predator that kept the infection under control by killing off weaker birds affected by the disease. The result was double extinction—hawk and grouse—caused by uninformed human behavior.

The Norwegians systematically eradicated the predator that kept the infection under control by killing off weaker birds affected by the disease. The result was double extinction—hawk and grouse—caused by unintelligent human behavior.

Like Steinbeck, I loved college biology, and the biology department at Wake Forest was very good. My freshman professor, a John Steinbeck-Ed Ricketts type named Ralph Amen, introduced us to an idea that makes Marco Rubio’s anti-global warming demagoguery more than a little scary 50 years later. “Imagine,” Dr. Amen suggested, “that the earth is an organism, Gaia, with a cancer—the human species, overpopulating and over-polluting its host. What is the likely outcome of this infection for Gaia and for mankind?” A question in the spirit of Sea of Cortez, which on reflection I’m certain he had read.

‘Imagine,’ Dr. Amen suggested, ‘that the earth is an organism, Gaia, with a cancer—the human species, overpopulating and over-polluting its host. What is the likely outcome of this infection for Gaia and for mankind?’

John Steinbeck, a one-world ecologist even further ahead of his time than my old teacher, would have answered, “things could go either way.” The cancer might kill the host or the host eradicate the cancer. But global warming presents a third possibility—double extinction. Now imagine that Marco Rubio is a soft, squishy symptom of global warming denial, a terminal disease. Then reread John Steinbeck’s Sea of Cortez as I just did. Reality-based thinking is our first step toward a cure, although under a president like Marco Rubio it could also be our last. Oops! There we go—along with the planet! How in the world did we let that happen?

My Grandpa Was a Beekeeper: Sketch

Image of Alan Brasington's upstate New York ancestorsMy Grandpa was a beekeeper. He kept bees in little white bungalows with a drawer at the bottom for wax combs and honey. Grandpa searched out bees in hollow trees and when he found them, dipped a roll of damp newspaper in gasoline and set it on fire to smoking. He put the paper inside the hollow tree and it confused the bees. They didn’t know what to do. We could see them flying in circles before they lit on Grandpa. They covered his head and arms, like a crawling long-sleeve shirt and hat. His eyes peeped through a mask that kissed his face. For the bees didn’t sting, Grandpa said, “because I’m not afraid.

“And smoke makes bees calm,” he said. “It bee-wilders them.”

They buzzed when Grandpa reached his arm into the hollow tree. His hand came out with the Queen in his palm. She was long and waxy-white. I knew if bees could scream that hive of bees were for they circled Grandpa’s head before they sat on him again. I could hear them crying: “Oh Man, you touched our Queen!”

Grandpa drove their Queen home on the seat of his Plymouth car. When he got there, he set her inside an empty white bee bungalow. And all the other bees flew off Grandpa and settled about their Queen. “Anyplace their Queen is, is home,” said Grandpa. “An’ there’s no place like home.”

“Stop playing around with those damn bees!” Grandma shouted through her kitchen window over the sink. “You hafta be crazy doin’ with those creatures,” she said, but Grandpa, who loved his bees, kept on.

The day after, a bee stung my father on the hand. His eyes swelled way up and so did his throat. He fell down on the ground and couldn’t breathe, hardly, so Grandpa took him to the hospital in the very car that had carried his Queen-of-Bees. The doctors said my father was allergic and gave him a shot of something so he could breathe again. And when he could see, they sent him home.

When they reached Grandpa’s field of bees there was only a black patch where the village used to be, because before my eyes, Grandma burned Bee Town to the ground in a great conflagration.

“My bees!” Grandpa cried as he ran from the car. “You murdered my bees!”

“About time, too,” called Grandma from her window.

A few months later my father was called into the Army. He was stationed in Georgia and got poison ivy. He wrote from the hospital to tell us he was allergic. So the Army sent him to Texas.
He telephoned to say he was in the hospital again. “I’ve come down with poison oak,” he said.

So the Army sent him in Hawaii, where he developed jungle rot. He was in the hospital for a very long time after, and when he was cured, the government sent him home. I thought maybe they’d heard about Grandma’s murder of the bees.

My father and mother went shopping the day after he arrived. And when they came back my father carried a box into the house.

“You can’t look yet,” said my mother. “Close your eyes.”

When she said, “Open now!” my parents were looking at me hard as they pointed to two new shirts on hangers over our living room door.

The one on the right was light green to represent the sea. There were puckering white waves with black fish swimming below them. Men in fishing boats, with creels beside them, held onto fishing poles. One man in a red shirt, his fishing line taut, his pole bent like a hunting bow, was pulling a huge swordfish toward the boat.

The shirt on the left was bright yellow. It had coconut buttons and large white Hawaiian flowers like those you’d see in a Tarzan movie.

“Which one do you like the best?” my father asked. My parents’ eyes looked deep into me as if his question was the most important one any person had ever asked.

It really made no difference to me, but I pointed to the yellow shirt. And from that day my father was allergic to me. Following in the footsteps of his mother, he burned me to the ground every time our eyes met.

“My bees!” my Grandpa cried at Grandma. “You murdered my bees!” And in that very same way my father continually murdered me.

Poem by Roy Bentley: James Dean Commemorative Mug

Image of James Dean, start of the movie East of Eden

James Dean was driving his new Porsche to a car race when he crashed—literally East of Eden—on a back road to Salinas, California, site of the 1955 movie that made him famous and the weekend event that made him dead. Sixty years later, Roy Bentley ponders the irony of Dean’s death and its aftermath in a poem that suits the East of Eden star to a made-in-China T.

James Dean Commemorative Mug

I’d begin with the stamped instruction not to microwave
and the all-caps MADE IN CHINA messaging,

the glaze over the decal of the brooding movie star
who shot a Public Service Announcement

for safe driving then ended up a traffic statistic.
The cup makes me ask what else is detritus

bobbing against the current. Holding the gift-mug,
I consider the difference between the doomed—

those who climb into the Spyder Porsche death car
with a wish to flame to ash—and the vanishing

and coming back to vanish at last that is a life. Time
is cenotaph and memorial for a soil scent

that rises, post-rainfall, in the dark before morning
on summer farms in Salinas, California—

the image on the mug is from East of Eden, Dean
in a sweater on a boxcar roof, huddled,

shivering against the chill. Because, face it,
when are we ever in the right clothes?

 

Tips from John Steinbeck on How to Write Well

Image of John Steinbeck at his typewriterHow to write well? Some writing tips enter our consciousness formally, through the classroom door. Others arrive surreptitiously, as editors unseen hover over our hands on the keyboard. But writing tips also slip through a half-open window of the struggling writer’s mind, appearing as a bright passage in a book or needed words of encouragement from a colleague that learning how to write well is a craft worth pursuing for yet another day. John Steinbeck’s writing tips took the second and third forms.

For writers like me, Steinbeck’s books and letters are a window on how to write better that never closes.

For writers like me, Steinbeck’s books and letters are a window on how to write better that never closes. Like us, he understood that every lesson on how to write more effectively, however small, is a gift for today and for tomorrow. As Jay Parini notes in John Steinbeck: A Biography, “[John Steinbeck’s] didacticism would become an integral part of his profile as a man and writer . . . .” His lessons on how to write, whatever the context or occasion, remain a source of inspiration, instruction, and delight in my life as a writer.

The Steinbeck Model in Writing Tips from Roy Peter Clark

In the opening pages of Writing Tools, a book of writing tips by Roy Peter Clark that I highly recommend, John Steinbeck appears as a model of how to write well. Clark quotes this passage from Cannery Row as an example of the way master writers like Steinbeck “can craft page after page of sentences” by relying on simple constructions of subject and verb:

He didn’t need a clock. He had been working in a tidal pattern . . . . In the dawn he had awakened . . . . He drank some hot coffee, ate three sandwiches, and had a quart of beer.

Clark notes that “Steinbeck places subject and verb at or near the beginning of each sentence” in the example offered:

Clarity and narrative energy flow through the passage, as one sentence builds on another. He avoids monotony by including the brief introductory phrase  . . .  and by varying the lengths of sentences, a writing tool we will consider later.

Clark notes that ‘Steinbeck places subject and verb at or near the beginning of each sentence’ . . . .

A respected resource at The Poynter Institute on how to write better journalism, Clark returns to John Steinbeck in his list of writing tips, noting that in Travels With Charley Steinbeck uses passive verbs “to call attention to the receiver of the action” at just the right time.

“The best writers make the best choices between active and passive,” explains Clark:

Steinbeck wrote, “The night was loaded with omens.” Steinbeck could have written, “Omens loaded the night,” but in that case the active would have been unfair to both the night and the omens, the meaning and the music of the sentence.

John Steinbeck’s Advice to Hugh Mulligan on How to Write

A journalist for much of his life, Steinbeck sometimes applied sideways humor to prop open the how-to-write window, a trait noted by the late Hugh Mulligan, a veteran reporter covering the war in Vietnam when Steinbeck was there. In his book The Journalist’s Craft, Mulligan states that he is writing “a nuts-and-bolts book about writing, but before I attempt to get down to the basic hardware, I should note that history is rife with confusion on this subject.” Enter Steinbeck, laughing.

Later in his collection of writing tips Mulligan quotes Somerset Maugham, the English writer who was born 28 years before John Steinbeck but died only 12 months earlier than his celebrated American counterpart:

[T]hat elegant master of the Queen’s English . . . told a BBC interviewer: “There are three basic rules to good writing. Unfortunately, no one knows what they are” . . . . I mentioned this to John Steinbeck one night in Saigon during the Vietnam War . . . . The Nobel laureate took a stab at filling in the blanks for Maugham: “Never make excuses. Never let them see you bleed. Never get separated from your luggage.” He then added a fourth: “Find out when the bar opens and when the laundry comes back.”

Speaking as a writer who has lost his notes, a bit of his virtue, and a sport coat or two on reporting assignments, I find practical wisdom woven into Steinbeck’s mordant wit. If you write for a living and don’t find yourself grinning at this advice, you might consider taking up another profession. Your absence may be missed, but not by other writers.

Maria Povova’s “6 Writing Tips from John Steinbeck”

Fifty years after their conversation, the Internet has expedited and amplified the writing tips shared by John Steinbeck with Hugh Mulligan in Saigon. While roaming the digital byways recently, I came across Maria Povova’s “6 Writing Tips from John Steinbeck,” a set of principles on how to write well gleaned from her reading of a 1975 Paris Review article and recent Atlantic magazine blog.

Call my online discovery software-supported serendipity if you like. But Steinbeck’s advice has outlasted the manual typewriter and will no doubt survive smartphones as well.

Steinbeck’s advice has outlasted the manual typewriter and will no doubt survive smartphones as well.

Here are my favorite writing tips from Povova’s piece:

Write freely and as rapidly as possible and throw the whole thing on paper. Never correct or rewrite until the whole thing is down. Rewrite in process is usually found to be an excuse for not going on. It also interferes with flow and rhythm which can only come from a kind of unconscious association with the material.

If you are using dialogue—say it aloud as you write it. Only then will it have the sound of speech.

Forget your generalized audience. In the first place, the nameless, faceless audience will scare you to death and in the second place, unlike the theater, it doesn’t exist. In writing, your audience is one single reader. I have found that sometimes it helps to pick out one person—a real person you know, or an imagined person—and write to that one.

When he talked about how to write, John Steinbeck always addressed other writers—even if he was the imagined writer he had in mind.

When he talked about how to write, John Steinbeck always addressed other writers—even if he was the imagined writer he had in mind. The process could be painful, and Steinbeck sometimes had to remind himself to follow his own advice. After the announcement in 1962 that he had won the Nobel Prize, he admitted how hard it was to write his acceptance speech in a letter to Dook Sheffield, a college friend and fellow writer:

I wrote the damned speech at least 20 times . . . .  Last night I got mad and wrote exactly what I wanted to say. I don’t know whether or not it’s good but at least it’s me.

Academic Stars Illuminate The Grapes of Wrath

Image of the National Steinbeck Center in Salinas, CaliforniaOn May 3 experts from the University of Virginia, San Jose State University, and Claremont Graduate University enlightened 350 attendees of the 34th Steinbeck Festival—held at the National Steinbeck Center in Salinas, California—about The Grapes of Wrath. As different in style as The Grapes of Wrath is from Gone With the Wind, each of the speakers—Susan Shillinglaw, a professor of English at San Jose State University; Stephen Railton, Professor of American Literature and Digital Humanities at the University of Virginia; Rick Wartzman, the executive director of the Drucker Institute at Claremont Graduate University—aligned Steinbeck’s masterpiece with matters of abiding importance, illuminating aspects of an enduring novel that still shocks and surprises.

Image of Susan Shillinglaw at San Jose State University

San Jose State University’s Susan Shillinglaw on Teaching

The author of two books in one year—John and Carol Steinbeck: Portrait of a Marriage and On Reading “The Grapes of Wrath”—Susan Shillinglaw has taught, written, and organized around Steinbeck at San Jose University for 25 years. So familiar with her subject that she can speak flawlessly without notes, the San Jose State University President’s Scholar and National Steinbeck Center Scholar-in-Residence traced the roots of The Grapes of Wrath back to rural Oklahoma, the home of a real-life migrant family named Joat, and connected it to the contemporary concept of one-world ecology, first explored by Steinbeck and Ed Ricketts in the 1930s.

Susan Shillinglaw has taught, written, and organized around Steinbeck at San Jose University for 25 years.

Shillinglaw’s deft description of the four levels of meaning in Steinbeck’s novel unified by this concept seemed perfectly designed to make the long book easier to embrace for classroom teachers, a significant percentage of her audience. The San Jose State University veteran explained why reading long books is still important for students with an apt analogy from personal experience. Earlier in the week, she said, she had attended the stage version of Steinbeck’s Of Mice and Men in New York. She noted that Hilton Als, the New Yorker magazine drama critic, panned the production for depending on celebrity casting to draw young viewers to an old play.

Shillinglaw’s deft description of the four levels of meaning in Steinbeck’s novel seemed perfectly designed to make the long book easier to embrace for classroom teachers.

Shillinglaw stated that it was the first time she ever saw a New York audience stand and clap so quickly at the end of a show. If it takes a James Franco to get youngsters to attend live theater, she wondered, what’s the harm? They were there, they were moved, and they loved what they saw. If it takes a teacher’s prodding to induce kids to read The Grapes of Wrath, that’s worth the time and effort, too, she added. Although her students at San Jose State University “self-select” by enrolling in her Steinbeck course, she noted that frequent quizzes are necessary to keep them on track, particularly with long books like The Grapes of Wrath.

Image of Stephen Railton at the University of Virginia

The University of Virginia’s Stephen Railton on Reading

Like me, Susan Shillinglaw attended graduate school at the University of Virginia’s rival, the University of North Carolina at Chapel Hill. Noting that at one time the Department of English was the University of Virginia’s largest department, she provided a smooth transition for the speaker who came next, the University of Virginia English professor Stephen Railton. Shillinglaw’s focus on Steinbeck is singular: her knowledge of the writer’s life is encyclopedic, and her observations about his work are splendidly spontaneous. Railton’s style is more structured and his scope more synoptic, placing Steinbeck in the broader context of American literary history. Unlike Shillinglaw, Railton delivered his remarks from a prepared script, but that didn’t slow him down. Could it be that he speaks so brilliantly in public because he comes from the University of Virginia, an institution founded by Thomas Jefferson, the U.S. President who wrote effortlessly but had to work hard to project his voice?

Railton’s style is more structured and his scope more synoptic, placing Steinbeck in the broader context of American literary history.

In Chapel Hill we complained that the University of Virginia seemed set on cornering the American literature market. Railton’s presentation suggested that our concern was justified. The editor of works by and about Cooper, Emerson, Whitman, and Twain, Railton has developed digital libraries of Twain, Faulkner, and Harriet Beecher Stowe, the author of the other great protest novel, Uncle Tom’s Cabin. As amply demonstrated in his comments about The Grapes of Wrath, this makes Railton a kind of humanities engineer, a new and interesting breed on campus. He certainly knows where the connecting lines lie under the surface of American writing from 19th century Transcendentalism to Naturalism and Modernism, mapping the convergence of these movements in John Steinbeck with ease and connecting The Grapes of Wrath with equal precision to Uncle Tom’s Cabin and to The Wasteland. Consider the relationship of three “Tom’s,” he suggested: Stowe’s Uncle Tom, Steinbeck’s Tom Joad, and the Wasteland poet from St. Louis, Thomas Stearns Eliot.

Image of the 75th Anniversary edition of The Grapes of Wrath

A thought that profound is a paper in itself, but Railton moved right on, connecting Steinbeck to other writers in ways equally ingenious. For example, he noted that the author of the  “sentimental” novel The Grapes of Wrath was at heart a literary modernist who heeded Ezra Pound’s call to “make it new” in his writing. But Steinbeck differed fundamentally from Pound, Eliot, and Faulkner, modern writers whose dislike of sentiment created “a kind of gated community of aesthetics” in their work. Unlike his more detached contemporaries, Steinbeck was emotionally engaged, writing “not out of curiosity but impatience, even anger”  and creating in Tom Joad “an existential member of the Lost Generation.” Steinbeck also differed from Naturalists such as Dreiser, Norris, and Crane, students of social Darwinism who wrote about individuals victimized by power in the shadow of the Panic of 1893. The author of The Grapes of Wrath was a meliorist who believed in the possibility of progress. Writing in the deeper shadow of the Great Depression, Steinbeck felt that the natural order for humanity was “evolutionary change, not just unremitting struggle.”

The author of The Grapes of Wrath was a meliorist who believed in the possibility of progress.

So satisfying an insight offers a tempting place to stop, but Railton also looked closely at Steinbeck’s text, observing that The Grapes of Wrath opens on a wasteland, like Eliot’s poem, and that the journey of Tom Joad parallels that of Stowe’s Uncle Tom. Rose of Sharon loses her baby and her brother never becomes an uncle, but unlike Stowe’s protagonist—whose hope is for Heaven—Joad’s breakthrough is post-Christian, an updated version of Emerson’s Over-Soul in which all people participate. Tom learns this religion from the ex-preacher Casy, but unlike Casy, Tom fights back rather than forgiving, “a warrior convert” to the new gospel of social justice. The Grapes of Wrath, Railton concluded, is John Steinbeck’s “Newer Testament.” As if in benediction, the University of Virginia professor sang Casy’s “Yessir, that’s my Savior” to the tune Steinbeck had in mind: “Yessir, that’s my baby.” Like Thomas Jefferson, the self-described “aging hippie” from the University of Virginia has an educated ear.

Image of Rick Wartzman at Claremont Graduate University

Claremont Graduate University’s Rick Wartzman on the Burning and Banning of Steinbeck’s The Grapes of Wrath

Susan Shillinglaw extemporized without notes. Stephen Railton performed from a script. Rick Wartzman, the third speaker of the day, projected images from his laptop. It was an appropriate medium for the executive director of Claremont Graduate University’s Drucker Institute—described by Time.com as “a social enterprise whose mission is strengthening organizations to strengthen society.” A former writer and editor at The Wall Street Journal and Los Angeles Times, Wartzman is the author of award-winning investigations of political power in California—The King of California: J.G. Boswell and the Making of a Secret American Empire (with Mark Arax) and Obscene in the Extreme: The Burning and Banning of John Steinbeck’s The Grapes of Wrath. Each of these books explores an archetypal conflict: the price in individual liberty paid to oligarchic greed, the story at the heart of Steinbeck’s masterpiece. Shillinglaw and Railton illuminated the novel’s narrative, context, and connections. Wartzman detailed its aftermath.

Shillinglaw and Railton illuminated the novel’s narrative, context, and connections. Wartzman detailed its aftermath.

Prior to The Grapes of Wrath, a pair of California writer-activists admired by Steinbeck—Jack London and Sinclair Lewis—published prescient novels about a future United States under fascism. George Orwell cited the influence of London’s book on the writing of 1984, the British bestseller that continues to rival The Grapes of Wrath in global popularity. Neither of the earlier novels—London’s The Iron Heel (1902),  Lewis’s It Can Happen Here (1935)—is read much anymore, but Steinbeck would have been familiar with both. If he voted in the general election of 1934, he likely voted for the writer-activist Upton Sinclair, the Democratic candidate for Governor of California. A celebrity socialist with popular appeal, Sinclair was defeated by the well-funded campaign of disinformation waged by California’s corporate elite—including Wartzman’s former employer, the Los Angeles Times. Frank Merriam, the establishment candidate, won the Governor’s seat.

Image of The King of California, co-authored by Rick Wartzman

Sinclair’s populist policies prevailed four years later, when Culbert Olson beat Merriam to become California’s first Democratic Governor since 1895. As Wartzman observed, the state’s corporate interests were understandably alarmed. A Mormon atheist from Utah, Olson had campaigned for Sinclair in 1934 and supported President Roosevelt’s New Deal. Remarkably, Olson refused to say “so help me God” when his oath of office was administered by a California Supreme Court Justice with the name William Waste. Olson dared to challenge the influence of the Catholic Church in California’s system of public education, provoking the wrath of John Cantwell, the archbishop of Los Angeles, and Archbishop John Mitty of San Francisco. Virtually alone among elected officials in the country’s most geographically exposed state, Olson opposed the internment of Japanese-Americans following Pearl Harbor. In 1942 he lost to the Republican Earl Warren, future Chief Justice of the United States Supreme Court.

Olson opposed the internment of Japanese-Americans following Pearl Harbor. In 1942 he lost to the Republican Earl Warren, future Chief Justice of the United States Supreme Court.

When Olson took office on January 2, 1939, California’s power structure shook, setting the stage for the burning and banning of The Grapes of Wrath. Wartzman’s narrative of events between April and August 1939 was dramatic. During that turbulent time, Carey McWilliams—a Los Angeles writer-activist allied with Sinclair and employed by Olson—published Factories in the Field, a survey of migrant worker conditions in California caused by the rapacity of the state’s corporate landowners. McWilliams’ dry statistics vindicated Steinbeck’s angry book, blunting the impact of counter-Grapes of Wrath efforts by writers such as Ruth Comfort Mitchell, Steinbeck’s summer neighbor in genteel Los Gatos.

McWilliams’ dry statistics vindicated Steinbeck’s angry book, blunting the impact of counter-Grapes of Wrath efforts by writers such as Ruth Comfort Mitchell, Steinbeck’s summer neighbor in genteel Los Gatos.

Mitchell may not have been related to the Georgia author of the same name who wrote Gone With the Wind, the 1936 bestseller that became an award-winning film the year The Grapes of Wrath was published. But in the context of Stephen Railton’s remarks, Margaret Mitchell’s pro-Confederacy fantasy can be read as a work of delayed anti-Uncle Tom’s Cabin fiction; Wartzman noted that two-dozen anti-Uncle Tom books appeared during Harriet Beecher Stowe’s lifetime. Ruth Comfort Mitchell’s Of Human Kindness, a polite work written to counter the perceived obscenity of The Grapes of Wrath, was quickly forgotten. Gone With the Wind remains second only to the Bible in continuing U.S. sales, far ahead of The Grapes of Wrath, its spiritual opposite.

Image of Obscene in the Extreme: The Burning and Banning of John Steinbeck's The Grapes of Wrath

Who burned The Grapes of Wrath when it first appeared? In Bakersfield, California, Clell Pruett—a man who hadn’t read the book—posed for the camera as he lit the match. Pruett’s employer was Bill Camp, head of the anti-labor, anti-Grapes of Wrath Associated Farmers organization in Kern County; Camp enlisted Pruett for the photo-op to prove that real farm workers didn’t appreciate how Steinbeck had portrayed them. Following Pearl Harbor, Pruett left California and returned to Missouri to mine lead. That is where Rick Wartzman interviewed Pruett not long before he died. Pruett still hadn’t read The Grapes of Wrath but promised Wartzman that he would. When he did, he told Wartzman that reading hadn’t changed his mind.

In Bakersfield, California, Clell Pruett—a man who hadn’t read the book—posed for the camera as he lit the match.

Pruett’s feelings about The Grapes of Wrath were shared by people in Steinbeck’s hometown, where a 1936 strike by lettuce-packers was suppressed and The Grapes of Wrath was later burned. Like Jack London and Sinclair Lewis, John Steinbeck feared fascism in America and thought he recognized its signs in California. A dramatic instance involved Salinas and the violent reaction of the town’s citizens to the 1936 lettuce strike. Steinbeck’s response was L’Affaire Lettuceburg,  a vigorous denunciation of local power brokers in short-fiction form. The piece was so scathing that Steinbeck—on the advice of his wife and in the interest of his safety—retracted the manuscript and refused to let it be published, proactively burning his own book. As I sat in the National Steinbeck Center audience listening to the stellar speakers who had come to Salinas from San Jose State University, the University of Virginia, and Claremont Graduate University, I pondered the remark about John Steinbeck made by the town’s former mayor in his morning introduction: “He used us in life; we use him in death.”

John Steinbeck’s Signature Festival in Salinas, California

Image of John Steinbeck's signature with Salinas, California farm fieldsWhen the National Steinbeck Center presents the 34th Steinbeck Festival on May 2-4, the annual celebration will honor the 75th anniversary of The Grapes of Wrath. But as readers of John Steinbeck are aware, what went before is as important as the now in any story. This is part of the story behind the John Steinbeck festival begun in the writer’s hometown in 1980.

Image of the Salinas, California city library

A Festival for John Steinbeck in the Writer’s Hometown

The first Steinbeck Festival was held in Salinas, California, a small city with a significant agricultural industry, in June of 1980. Labeled a literary festival by its founders—John Gross, the Salinas, California librarian, and David Aguilar, a teacher at Hartnell College—the modest event was cosponsored by the library and the college, a community college with a reputation for civic outreach. Along with artifacts from John Steinbeck’s life, there were films, lectures, panel discussions, and a stage play. Some participants got college credit for attending, but the three-day event was open to anyone. Best yet, it was free—bus tours included. People in Salinas, California came together to honor a celebrated son, and the annual Steinbeck Festival was on its way.

The first Steinbeck Festival was held in Salinas, California, a small city with a significant agricultural industry, in June of 1980.

The 1981 festival was even bigger than the first. A 13-day event featuring 23 speakers, 10 films, seven stage performances, seven bus tours, and several ambitious exhibits, its keynote speaker was the award-winning actor Burgess Meredith, John Steinbeck’s longtime friend. The educational mission and academic connection remained strong, coordinated by Hartnell College and the Salinas, California library and advised by Jackson Benson, the San Diego State University professor who was writing John Steinbeck’s official biography.

The True Adventures of John Steinbeck, Writer, Arrives

Image from cover of John Steinbeck's biography by Jackson BensonLike Hartnell College, San Diego State is a public school with community spirit, and the festival’s academic ties attracted government support. Funded by a grant from the National Endowment for the Humanities, the 1982 festival moved to the first weekend in August, with public readings from John Steinbeck’s books, a pair of well-attended panel discussions, 18 lectures, 15 film showings, and four tours. As in 1980 and 1981, the 1982 festival was free.

The fourth festival included the first book publication event held anywhere to launch Jackson Benson’s definitive life of John Steinbeck.

It was also a prelude to 1983, when the fourth Steinbeck Festival opened with a premiere: the first publication event held anywhere to launch Benson’s The Adventures of John Steinbeck, Writer, still the definitive life of John Steinbeck.  Although college credit continued to be available and literature remained foremost, the new venue chosen for the festival—Salinas, California’s Community Center—reflected the dramatic growth in attendance and the increasing importance of local volunteers, including tour guides who received special training in advance.

From Russia to Hartnell College with Love—For Reading

Image from cover of John Steinbeck's book A Russian JournalThe 1984 festival went global. Although centered in Salinas, California, it was augmented by the presence of the Second International Steinbeck Congress, bringing together authorities on John Steinbeck from throughout the world. Among the 34 featured speakers were scholars from India, Japan, and Korea; other events included 10 bus tours, 16 films, and four plays. Among the funders was the California Council for the Humanities—like the National Endowment for the Arts grant, an enviable “good housekeeping seal of approval” for a community event begun and staffed by volunteers.

John Steinbeck’s hopes for international cooperation were coming to fruition in Salinas, California.

Until recently, the annual festival continued to occur during the first week in August, running 4-5 days and attracting a variety of Steinbeck scholars, fans, and visitors to Salinas, California. Bus tours and films remained popular. But 1989 was a really big year. The 50th anniversary of the publication of The Grapes of Wrath drew international attention and became the inevitable focus of the festival. Glasnost was in the air, and scholars from the Soviet Union even came. John Steinbeck’s hopes for international cooperation—expressed 40 years earlier in A Russian Journal—were coming to fruition in Salinas, California.

 

A Son and Spouse of John Steinbeck Participate in Person

john-steinbeck-lettersThe festival’s 50th-anniverary focus on The Grapes of Wrath set the pattern for the future, and festivals in the 1990s frequently highlighted single books, including East of Eden, The Red Pony, America and Americans, and Cannery Row. The annual event continued to take place the first weekend in August so that educators from across the country—a mainstay of the audience—could attend.

When offered accommodations elsewhere, the writer’s widow insisted on staying in the same Salinas, California hotel where the festival’s speakers were lodged.

However, the speakers weren’t always academicians. John Steinbeck IV, the writer’s younger son, was among the notable speakers with a personal connection. Elaine Steinbeck, John Steinbeck’s third wife, also attended one year. When offered accommodations elsewhere, the writer’s widow insisted on staying in the same Salinas, California hotel where the festival’s speakers were lodged.

National Steinbeck Center Calls Salinas, California Home

Image of the National Steinbeck Center in Salinas, CaliforniaMore and more volunteers were needed to make the annual event successful, and eventually it seemed that everyone got involved. If you lived in Salinas, California, then you—or someone you knew—was already pitching in when the Steinbeck Festival celebrated its 15h anniversary in 1996. Banners were hung across Main Street. The water company used their Pitney Bowles machine to promote the festival on customer-billing envelopes. Local companies donated printing and other essential services. Festival posters showed up in storefront windows all over town.

By the time the National Steinbeck Center opened in downtown Salinas, California, and took over event management in 1998, the literary festival devoted to the city’s greatest celebrity and dedicated to public education was well-established, well-attended, and well-respected.

By the time the National Steinbeck Center opened in downtown Salinas, California, and took over event management in 1998, the literary festival devoted to the city’s greatest celebrity and dedicated to public education was well-established, well-attended, and well-respected.

Pre-festival activities this year included events in Washington, D.C., and elsewhere. May 2-4 activities include bus tours to familiar places in Steinbeck’s fiction—the Hamilton Ranch near King City, the historic Spreckels site near Salinas, and Ed Ricketts’ lab in Monterey—plus a number of evening surprises.

But that’s where we began: the foreground of a story with a background in Salinas, California volunteerism, public spirit, and community pride.

Hear Grapes of Wrath Opera at San Jose State University

Image of Grapes of Wrath poster and song collectionAs interim director of the Martha Heasley Cox Center for Steinbeck Studies at San Jose State University, I have been particularly gratified by the university’s 75th anniversary celebration of The Grapes of Wrath. Ongoing events open to the public began with a colorful exhibition of book covers from foreign editions of The Grapes of Wrath, which has been translated into 45 languages since it was first published. As noted in my earlier post, the exhibition was created by Peter Van Coutren, the Steinbeck Studies Center’s archivist, and features little-known information about the novel’s history. (If you are visiting the Martin Luther King, Jr. Library on the San Jose State University campus this month, check out the exhibition on the fifth floor. It ends soon.)

Image from Grapes of Wrath play production at San Jose State University

The Dust Bowl and Great Depression Take Center Stage

San Jose State University’s celebration of The Grapes of Wrath continued last month with a staging of Frank Galati’s award-winning 1989 dramatic adaptation by the Department of Television, Radio, Film, and Theatre Arts in collaboration with the Steinbeck Studies Center. The well-attended run of this play, directed by Laura Long and supported by Professors David Kahn and Barbaby Dalls, included a gala reception starring Susan Shillinglaw, the former director of the Steinbeck Studies Center, Professor of English and President’s Scholar at San Jose State University, and Scholar in Residence at the National Steinbeck Center in Salinas. Shillinglaw’s new book On Reading “The Grapes of Wrath” was recently published by Penguin, and she signed copies for an enthusiastic crowd. Other San Jose State University faculty members led by Scot Guenter helped develop a Grapes of Wrath “readathon” sponsored by the SJSU Campus Reading Program—a 24-hour public reading of the entire book, also performed in April.

Image of the San Jose State University campus

The Music of The Grapes of Wrath in Concert on Campus

When Viking Press published The Grapes of Wrath on April 14, 1939, John Steinbeck became both famous and infamous for his sympathetic portrayal of the Joads, a symbolic Dust Bowl migrant family from Oklahoma whose trials and tribulations in California made the author deeply unpopular with American Agribusiness. But the book won a Pulitzer Prize in 1940, and John Ford’s movie adaptation starring Henry Fonda is now part of our picture of life during the Great Depression. Steinbeck said that he wrote the novel with the structure of music in mind. Its operatic overtones inspired composer Ricky Ian Gordon and librettist Michael Korie to create a new opera based on the novel, first staged by the Minnesota Opera. The work will be performed in an unstaged concert version by San Jose State University’s music department on May 9 and 11. The speaking role of narrator will be filled by a pair of famous playwrights: Octavio Solis and Luis Valdez. A painting by Ron Clavier donated by the artist and inspired by the novel will be on display in the lobby.

ricky-ian-gordon

Bravo! Ricky Ian Gordon and His Grapes of Wrath Opera

Ricky Ian Gordon (shown here) was born in 1956. Since its Minnesota premiere in 2007, his operatic treatment of The Grapes of Wrath has been performed in Salt Lake City, Pittsburgh, and Los Angeles, among other cities. Of the Los Angeles production, Los Angeles Times critic Mark Swed wrote that “the greatest glory of the opera is Gordon’s ability to musically flesh out the entire eleven-member Joad clan,” praising the composer for successfully merging Broadway musical theater with classical opera in the work. Writing in The New Yorker, Alex Ross compared it to “American popular music of the twenties and thirties: Gershwinesque song-and-dance numbers, a few sweetly soaring love songs in the manner of Jerome Kern, banjo-twanging ballads, saxed-up jazz choruses, even a barbershop quartet.”  A two-act concert version of the opera directed by Eric Simonson and narrated by Jane Fonda was performed at Carnegie Hall in 2010. This version will be used for the San Jose State University production in a pair of performances beginning at 7:00 p.m. on May 9, and at 2:00 p.m. on May 11, both in the Hal Todd Theater on the San Jose State University campus. The musical production will also be directed by Laura Long.

San Jose State University Professor Sings Pittsburgh Role

Image of Joseph Frank, director of music at San Jose State UniversityThe tenor Joseph Frank, director of the San Jose State University School of Music, sang the role of Grampa Joad for the Pittsburgh Opera’s production of Gordon’s Grapes of Wrath in 2008. The complete opera, recorded live by the Minnesota Opera, is available in a three-CD set with libretto liner notes on the PS Classics label. The vocal score and a selection of arias are available from Carl Fischer.