Archives for August 2016

Memo to the Supreme Court On Of Mice and Men and the Death Penalty, With Helpful Hints from Literary Criticism

Image of members of the Supreme Court

The August 22 New York Times story by Adam Liptak—“Supreme Court to Consider Legal Standard Drawn From ‘Of Mice and Men’”—suggests that a book by John Steinbeck, like the Bible itself, is open to misinterpretation whenever there is a point to prove. In response to the Supreme Court’s 2002 decision barring execution of the “intellectually disabled,” reports Liptak, “Texas took a creative approach, adopting what one judge there later called ‘the Lennie standard,’” so named for Lennie Small, the mentally handicapped farmhand who kills and gets killed in Of Mice and Men. “This fall, in Moore v. Texas, No. 15-797,” Liptak continues, “the United States Supreme Court will consider whether the Court of Criminal Appeals, Texas’ highest court for criminal matters, went astray last year in upholding the death sentence of Bobby J. Moore based in part on outdated medical criteria and in part on the Lennie standard.”

The story by Adam Liptak suggests that a book by John Steinbeck, like the Bible itself, is open to misinterpretation whenever there is a point to prove.

John Steinbeck explained that his fictional character was based on fact in a 1937 New York Times interview quoted by Liptak. “Lennie was a real person,” Steinbeck told the Times. “He is in an
insane asylum in California right now.” Responding to the misuse of his father’s novel when the Texas case made news in 2012, Thomas Steinbeck—a novelist very much in his father’s image—objected in the strongest terms. “The character of Lennie was never intended to be used to diagnose a medical condition like intellectual disability,” he said at the time. “I find the whole premise to be insulting, outrageous, ridiculous and profoundly tragic [and] I am certain that if my father, John Steinbeck, were here, he would be deeply angry and ashamed to see his work used in this way.”

Lessons from Literary Criticism for the Supreme Court

Of Mice and Men is popular with middle and high school students, yet legal authorities continue to misread the author’s intention, as noted in Liptak’s story. The Supreme Court’s decision regarding the Lennie standard seems certain to set a precedent for legal debate about the death penalty, so understanding what Steinbeck intended matters. Judges like source citations, and reviewing literary criticism written around Steinbeck’s intention in Of Mice and Men may clarify their thinking. The brief summary of literary criticism that follows is intended to spare Steinbeck from further misreading as arguments over eugenics, euthanasia, and the Lennie standard unfold in the courts.

Of Mice and Men is popular with middle and high school students, yet legal authorities continue to misread the author’s meaning.

Fundamental to the death penalty debate is understanding what Steinbeck meant by having George execute Lennie at the end of the novel. Charlotte Hadella and critics have questioned the inevitability of this ending, the so-called mercy killing carried out by George at Slim’s urging as something that must done to spare Lennie from being lynched. George looks up to Slim, a figure of respect whose word counts among the menon the ranch. But Slim’s motives are murky, and he is associated with earlier killings in the novel—the shooting of Candy’s dog and the elimination of Lulu’s unwanted puppies.

Fundamental to the death penalty debate is understanding what Steinbeck meant by having George execute Lennie at the end of the novel.

Likewise, Louis Owens’s reading of the novel revolves around “the various deaths that punctuate the story,” beginning with Slim’s drowning of four puppies from Lulu’s litter. Carlson takes the opportunity to agitate for saving one puppy for Candy so that they can shoot Candy’s old dog, whose offense is that he “stinks.” In an attempt “to give his argument the kind of humanitarian bent euthanasia proponents prefer,” Carlson tells Candy it’s cruel to keep the dog alive—even though there is nothing to indicate that the animal is suffering or unhappy—and a killing of convenience suddenly seems inevitable. Candy appeals to Slim, who takes what Hadella calls “an enormous ethical leap” by saying he wishes someone would shoot him if he got “old and crippled” like the dog. Or like Candy himself, who Owens suggests may have cause to wonder whether Slim will decide to shoot him too someday. Like Lennie and Crooks, Candy is just the kind of character Curley’s wife calls weak—“unproductive,” “valueless,” inconvenient like his dog.

The Gun: Connecting Eugenics, Execution, and Fascism

Steinbeck makes the parallels between the dog’s shooting by Carlson and George’s shooting of Lennie unmistakable, for both are shot “in exactly the same way with the same gun.” As Owens notes, “Dog and man are both annoyances and impediments to the smooth working of the ranch. One stinks and one kills too many things.” When the body of Curley’s wife is discovered, George’s first impulse is humane, to capture Lennie and lock him up so he won’t be a danger to society. But Slim objects. Using the rationale that justified killing Candy’s dog, Slim argues that Lennie would be better off dead than incarcerated—in Slim’s words “locked up, strapped down, and caged.” Slim, Owens observes, “is playing God.” Significantly, the gun used for these killings is described as a Luger, according to Owens a deftly emphasized detail intended by Steinbeck to associate them with eugenics and fascism in Germany.

The gun used for these killings is described as a Luger, according to Owens a deftly emphasized detail intended by Steinbeck to associate them with eugenics and fascism in Germany.

In support of this point, Owens demonsrates Steinbeck’s familiarity with studies of eugenics whose conclusions were used to justify the forced sterilization of those deemed defective by the Heredity Court in Hitler’s Germany. Their Blood Is Strong, the title of the predecessor to The Grapes of Wrath, shows Steinbeck’s familiarity with when he wrote Of Mice and Men. As Owens points out, the ominous repetition of the word Luger in the novel clearly connects “the supposed ‘mercy’ killings of the novel with the rise of Fascism in Germany.”

Their Blood Is Strong, the title of the predecessor to The Grapes of Wrath, shows Steinbeck’s familiarity with eugenics when he wrote Of Mice and Men.

In the light of literary criticism, then, Of Mice and Men can be understood as a cautionary tale written in response to current events. Accepting Lennie’s and the dogs’ deaths as inevitable, as mercy killings that simply must be done, is contrary to Steinbeck’s meaning, the act of misappropriation pointed out by Thomas Steinbeck in his comments about his father and capital punishment. Furthermore, Slim’s inviting George to have a drink after shooting Lennie is an invitation to accept a worldview in which life is nullified—the Nazi world of eugenics, euthanasia, and extermination. This worldview is reflected in current political rhetoric about racial purity, national identity, and the justification of police violence and mass deportation.

This worldview is reflected in current political rhetoric about racial purity, national identity, and the justification of police violence and mass deportation.

Both presidential campaigns remind us that the sanctity of the Supreme Court depends on the outcome of the election. Both would benefit from understanding the moral questions raised by John Steinbeck in Of Mice and Men. Where is our compassion? Who will care for the Lennies of our world today? As for the Supreme Court as presently constituted, I have this advice: read Steinbeck’s novel—closely, slowly, carefully, paying attention to details—and read with your heart, as Steinbeck intended for all his books. Though it may seem so sometimes, America isn’t Nazi Germany. Don’t use Steinbeck’s story as an excuse to execute those who are mentally ill or intellectually handicapped because they don’t pass the Lennie test.

Suggestions for Further Reading

Hadella, Charlotte Cook. Of Mice and Men: A Kinship of Powerlessness. New York: Twayne Publishers, 1995.

Heavilin, Barbara A. John Steinbeck’s Of Mice and Men: A Reference Guide. Westport, Connecticut, 2005.

Owens, Louis. “Deadly Kids, Stinking Dogs, and Heroes: The Best Laid Plans in Steinbeck’s Of Mice and Men.” Steinbeck Studies. (Fall 2002), 1-8.

What The New York Times, The Charlotte Observer, and Christianity Today Had to Say About John Steinbeck

Image of the New York Times newsroom in 1942

Three recent newspaper stories served as reminders that John Steinbeck remains relevant to readers, and useful to editors, experts, and leaders who make policy in his name. Of Mice and Men dominated the August 22 New York Times report on a Texas death penalty case working its way to the Supreme Court. The Grapes of Wrath appeared in the headline of a report on Syrian refugees published the same day in Christianity Today. The 1939 novel was used by a college professor with conservative ideas about government in an August 20 editorial for The Charlotte Observer. The New York Times and Christianity Today articles reflected Steinbeck’s values. The editorial in The Charlotte Observer showed why he took a dim view of academics.

The New York Times and Christianity Today articles reflected Steinbeck’s values. The editorial in The Charlotte Observer showed why he took a dim view of academics.

The New York Times piece by Adam Liptak explored the legality and ethics of the so-called Lennie standard, named for the character Lennie Small and used to decide when a person of limited intelligence should or shouldn’t be executed for murder. (Barbara A. Heavilin, who writes frequently about John Steinbeck, explains the immorality of this misreading of Steinbeck”s novel in a related blog post.)  Jeremy Weber’s Christianity Today report on refugees in the Bekaa Valley—“Grapes of Wrath: Refugees Face Steinbeck Scenario in Lebanon’s Napa Valley”—compared conditions there with California during the Great Depression. In his editorial for The Charlotte Observer“Addressing the problems of the modern-day Joads“—Professor Clark G. Ross misrepresented Steinbeck’s intentions in The Grapes of Wrath, just as those justifying the death penalty do in misreading Of Mice and Men.

Why The Charlotte Observer Got John Steinbeck Wrong

Professor Ross describes teaching The Grapes of Wrath to a group of students who are studying the Depression for the first time. His detached view of the Joads as a “fundamentally Christian, not over-educated family” dependent on government support for survival suggests that the wrong lesson was learned about the present. While faulting both Republicans and Democrats for failing workers losing their jobs to foreign labor, he claims that politicians can’t save these “modern-day Joads” anyway, because government isn’t the solution to social problems. Steinbeck thought it was and Weedpatch, the federal camp where the Joads get help, was his proof. Unconvinced by Steinbeck’s example, Ross characterizes Steinbeck’s vision as  “centered on a benevolent government within a communist society, one that would provide employment and shelter, as well as self-governance.” The commie charge isn’t new.

Steinbeck thought government was the solution to social problems. Weedpatch, the federal camp where the Joads get help in The Grapes of Wrath, was his proof.

Conservative critics raised the specter of communism to discredit Steinbeck and his novel when it was published more than 75 years ago. Critics in California denied that Okies like the Joads even existed, or if they did were as numerous as Steinbeck claimed, and they failed to feel the Joads’ or Steinbeck’s pain. Professor Ross expresses sympathy, but it’s distant and distorted by doctrine. Like that of Joad Deniers at the time, his claim that Steinbeck’s version of good government can’t succeed requires a belief that government can’t be the solution because it’s the problem. “History has proven,” he says of Steinbeck’s dream, “that such public provision of goods and services really cannot work.” Arvin, the migrant camp known as Weedpatch, proved the opposite.

How John Steinbeck Did Research and Described Experts

“History has proven” is a sad tautology, and economics remains a dismal science. That’s why Steinbeck’s joyful art is useful in putting a human face on social and economic abstractions, as The New York Times and Christianity Today did last week. Steinbeck put a human face on every subject when he wrote, and the effort often hurt. He lost his first newspaper job because he got bogged down in the human side of the stories his editor assigned. He researched The Grapes of Wrath in person, by doing, reporting on Dustbowl refugees in the field for the San Francisco Examiner, staying at Arvin to learn how it worked, making mercy runs to migrants stranded by floods in the Central Valley. Of Mice and Men was similarly inspired by actual people and events; as Barbara Heavilin notes, Lennie Small was based on a real person.

Economics remains a dismal science. That’s why Steinbeck’s joyful art is useful in putting a human face on social and economic abstractions.

Years after writing these books Steinbeck had a chance meeting on a train with a boyhood friend from Salinas. By then the author was back in the journalism business, producing a syndicated newspaper column that allowed him personal privilege, which he used, to speak his mind. Tongue in cheek, he tacked the meeting onto a tall-tale column about religion, describing his old friend, now grown, as a “professor of anthropology . . . or some such vermin.” Vermin seems a strong word to describe an expert, even if the friend was in on the joke. On the other hand, the misinterpretation of Steinbeck’s meaning by authorities in Texas, and by an academic in North Carolina, suggests why he used it.

August 25: John Steinbeck, Ruth Comfort Mitchell Event

Logo image of the Los Gatos art and history museum

Susan Shillinglaw, a leading John Steinbeck scholar and speaker, and Peggy Conaway, an expert on the history of Los Gatos, California, will discuss the conflict between Steinbeck and the Los Gatos writer Ruth Comfort Mitchell, who responded to The Grapes of Wrath in 1940 with a novel of her own, during an August 25 presentation at NUMU in Los Gatos, the town where Steinbeck lived when he wrote his 1939 masterpiece. Shillinglaw is the author or editor of books and articles about John Steinbeck, including On Reading The Grapes of Wrath and America and Americans, a collection of Steinbeck’s essays. Conaway, the former director of the Los Gatos Library, is writing a book about Mitchell, a colorful figure who lived in Los Gatos until her death in 1954. The August 25 program will begin at 7:00 p.m. and is free for NUMU members; non-members pay $10 to visit the lively little art and history museum, where “Mitchell vs. Steinbeck”—an exhibit of documents related to Steinbeck, Mitchell, and the controversy over The Grapes of Wrath—continues through October 13. NUMU is located next to the Los Gatos Library on Main Street near two Los Gatos landmarks: Los Gatos High School, built in 1925, and First Church of Christ, Scientist, where Mitchell—an outspoken Republican who wrote poetry, plays, and fiction and loved dogs—taught Sunday School.

Thomas Steinbeck, John Steinbeck’s Son, Dead at 72

Image of Thomas Steinbeck

As reported by the New York Times, John Steinbeck’s surviving son, Thomas Steinbeck, died on August 11 in Santa Barbara, California, from cardiopulmonary disease, the condition that contributed to his father’s death at age 66 in 1968. A second Steinbeck son, John Steinbeck IV, died in 1992. Their mother was John Steinbeck’s second wife; the New York Times obituary detailed the course of legal action brought by Thomas Steinbeck and a niece against the non-blood heirs and literary agents of the author, who left the bulk of his estate to his third wife. While noting Thomas Steinbeck’s strong resemblance to his father, the New York Times story failed to mention the Steinbeckian character and literary quality of the younger Steinbeck’s writing, including novels and stories set on the Monterey Peninsula, the region celebrated in his father’s fiction. Also omitted was Thomas Steinbeck’s generosity to the Center for Steinbeck Studies at San Jose State University, which issued a statement praising his friendship and support. Robert DeMott, the John Steinbeck scholar who served as the Center’s director in the 1980s, recalled the son’s gift of his father’s typewriter and other personal items, as well as his presence at events honoring John Steinbeck over the years. Robert DeMott’s tribute to Thomas Steinbeck will be published in Steinbeck Review.

AP photograph of Thomas Steinbeck by Richard Green

British Broadcast Star Interviews John Steinbeck Historian for BBC Series

Image of BBC Two Broadcaster William Crawley

BBC Two Celebrity Broadcaster William Crawley

John Steinbeck returned repeatedly to his family roots in Northern Ireland, both in his writing and in his travels. His 1952 novel East of Eden is a paean to his grandfather Sam Hamilton, the Scots-Irish immigrant who settled in California’s Salinas Valley in the 19th century. “I Visit Ireland,” a piece for Collier’s magazine in 1953, describes the writer’s feelings about Sam’s country, and the pilgrimage he made there with his wife Elaine, who took the photo of Steinbeck at the Hamilton family grave site that accompanied the article. “Letters to Alicia,” travel dispatches Steinbeck wrote for syndicated publication in 1965-66, details his final journey, which included Galway, Kerry, and Christmas at John Huston’s Irish castle. John Steinbeck loved the idea of Ireland, and the people of Ireland honored him in return, most recently in a TV series being produced for BBC Two about Northern Ireland and America.

John Steinbeck returned repeatedly to his family roots in Northern Ireland. The people of Ireland honored him in return, most recently in a TV series about Northern Ireland and America.

Carol Robles, the Steinbeck historian who was interviewed for the series by the BBC Two broadcaster William Crawley, convinced Jane MacGowan, the series director, that Steinbeck’s family home in Salinas was the perfect place to shoot the segment on Sam Hamilton, John Steinbeck, and the contribution made by Northern Ireland to the character and culture of California. Before coming to Salinas, Crawley and MacGowan’s crew also visited the site of the labor camp near Bakersfield used by Steinbeck as a model in The Grapes of Wrath. Later, B-roll footage was shot at the Hamilton ranch in King City, the setting for much of the action in East of Eden. Other stops along the Northern Irish trail in America filmed for the new BBC Two series, entitled Brave New World—America, include Massachusetts and Florida—states that are also significant in Steinbeck family history—and the Blue Ridge mountains, where the Scots-Irish spirit celebrated in The Grapes of Wrath lives on in speech and song.

Image of Carol Robles and William Crawley

Carol Robles and William Crawley (both at right) on August 11

Coming Soon to BBC Two: Brave New World—America

Robles was impressed by the knowledge about John Steinbeck displayed by Crawley and MacGowan when she was interviewed in the intimate reception room of the Steinbeck House on August 11. Afterwards the crew shot background footage in other parts of the home, and Crawley—an ex-minister and break dancer from Belfast with a PhD in philosophy—stopped by the gift shop to chat with volunteers, photograph furniture, and purchase a Steinbeck biography and a first edition of East of Eden. Robles was also impressed by the BBC Two team’s preparation, efficiency, and ability to adapt to change. When MacGowan first contacted Robles on July 25, two weeks before the shoot, the director readily accepted the suggestion to film at the Steinbeck House rather than at the Hamilton ranch as originally planned. Range fires near Salinas prevented filming on Fremont’s Peak, which Steinbeck climbed as a boy and where he contemplates the Salinas Valley in Travels with Charley. Instead, the time was spent shooting footage of the rich farm land around Salinas that created wealth for the town and conflict for the characters in East of Eden.

Carol Robles was impressed by the knowledge about John Steinbeck displayed by William Crawley and Jane MacGowan when she was interviewed, and by their preparation, efficiency, and ability to adapt to change.

“It’s fortunate I didn’t know how famous William Crawley was until they left,” Robles adds. “If I had I would have been more nervous.” With good reason. Crawley has star power, and his broadcast credits are extensive. They include a variety of weighty subjects that also interested John Steinbeck: Blueprint NI, a series on Northern Ireland’s natural history; William Crawley Meets . . . , a current-affairs talk show; Hearts and Minds, a program about politics in Northern Ireland; More Than Meets the Eye, a BBC Two special about Irish folklore; and An Independent People, a program about Ireland’s Presbyterians, the Hamilton family religion. Brave New World—New Zealand, a four-part BBC Two Northern Ireland series that aired in 2014, became the prototype for the series about America. The 2014 series celebrated the contribution made by Northern Ireland to a British colony that, like the United States, benefited from the presence of Scots-Irish immigrants such Sam Hamilton, the Salinas Valley farmer whose grandson won the 1962 Nobel Prize in Literature.

Photo at Steinbeck House courtesy of Carol Robles

Lindsay Hatton Revisits Cannery Row in New Novel

Cover image of Monterey Bay with author Lindsay Hatton

The main action of Monterey Bay, Lindsay Hatton’s debut novel, takes place in 1940, a big year for John Steinbeck, Ed Ricketts, and Monterey’s Cannery Row, where Hatton’s story is set. Waves churned up by the publication of The Grapes of Wrath in 1939 were swamping Steinbeck, who made his escape to the Sea of Cortez in the spring of 1940 with his friend Ed Ricketts, the marine biologist mythologized by Steinbeck’s 1945 novel Cannery Row. Hatton—who spent summers working at the Monterey Bay Aquarium on modern-day Cannery Row—leverages John Steinbeck’s predicament and Ed Ricketts’s reputation as a lover of women not his wife in her tale of an anti-ingenue’s coming of age among flawed men in an era less sexually prohibitive than our own. Other writers who have fictionalized events involving John Steinbeck, such as Steve Hauk, draw their characters exclusively from real life. Hatton—a resident of Cambridge, Massachusetts—mixes fantasy and reality to create Margot Fiske, a 15-year-old with chops and attitude who takes up with Ed Ricketts and clashes with John Steinbeck. Steinbeck employed a similar technique in his writing after Sea of Cortez (1941), notably Cannery Row and East of Eden. Readers didn’t seem to mind then, and they probably won’t now. Read a full review to learn more about Lindsay Hatton and Monterey Bay.

Nancy Hauk, Popular Pacific Grove Visual Artist, Mourned

Image of Nancy Hauk, Pacific Grove visual artist

Nancy Hauk, the popular Pacific Grove, California visual artist for whom the Pacific Grove Library’s art gallery is named, died on July 22 after a long illness. With her husband Steve Hauk, the author of short stories based on true events from the life of John Steinbeck, she owned and operated Hauk Fine Arts, the art gallery located near Holman’s department store, a Pacific Grove landmark celebrated in John Steinbeck’s fiction. She grew up in St. Louis, Missouri, and graduated with a degree in art history from Connecticut College before moving to Pacific Grove with her husband in the 1960s. Her watercolors—painted at home in California and on trips to France—were featured last year in a well-attended exhibition at the Pacific Grove Library, where John Steinbeck’s wife Carol is thought to have worked when the couple lived in Pacific Grove in the 1930s. Hauk Fine Arts specializes in the work of California artists from John Steinbeck’s era and is located near other local landmarks familiar to Steinbeck fans. These include the Steinbeck family cottage on 11th Street and the former home of Steinbeck’s friend Ed Ricketts, where the Hauks lived until Nancy moved to The Cottages, the Carmel assisted-living apartments where she died peacefully, surrounded by her husband with daughters Amy and Anne and mourned by friends and fans everywhere.